We have been instructed on an compliance role with a focus on Asset Management and Private Equity business by one of the leading securities house in Hong Kong.

The ideal candidate will be professional coming from Asset Management and Private Equity Compliance background who’s familiar with Fund Manager Code of Conduct and SFO, able to perform pre-trade and post-trade compliance monitoring and investigation independently.

Candidate should have not less than 5 yr experience covering compliance in Asset Management / PE business. Chinese language is essential for this role.

Please get in touch with Vivian on vchen@ashford-benjamin.com or 3511 6077 for more information.

To apply for this job email your details to vchen@ashford-benjamin.com