An exciting opportunity for junior to middle control room specialist to join a financial institution in APAC.

You will maintain the watch and restricted list, maintain and monitor the firm’s information barriers, facilitate wall-crossing and conflict clearance, provide relevant training to business and assist on policies and procedures implementation.

Candidates should have not less than 3 years’ experience in IBD compliance / Control Room. Chinese (Mandarin or Cantonese) is essential.

For more information, please get in touch with Vivian Chen at +852 3511 6077 or vchen@ashford-benjamin.com

To apply for this job email your details to vchen@ashford-benjamin.com