An exciting opportunity for junior to middle control room specialists to join a financial institution in APAC.

You will maintain the watch and restricted list, maintain and monitor the firm’s information barriers, facilitate wall-crossing and conflict clearance, provide relevant training to business and assist on policies and procedures implementation.

Candidates should have not less than 3 years’ experience in IBD Compliance / Control Room. Chinese (Mandarin or Cantonese) is essential.

Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 3511 6077 for a confidential discussion.

To apply for this job email your details to vchen@ashford-benjamin.com