We are instructed on an equities compliance role with global investment banks in Hong Kong.
Being a compliance advisory member, you will provide compliance coverage for the equities desk. You will be responsible for new products and businesses and interpretation of rules and policies, developing and implementing policies and procedures, raising compliance standards across the business, and providing relevant training.
Candidates must have a minimum of 15 years of experience covering markets compliance in equities products.
Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 3511 6077 for a confidential discussion.
To apply for this job email your details to vchen@ashford-benjamin.com