We are currently working with a global investment bank that’s keen to hire an equities compliance VP to join their team in Hong Kong covering the cash equities business.
Being a compliance advisory member, you will provide compliance coverage for the cash equities desk with exposure to other equities businesses.

You will be responsible for providing compliance advisory to cash equities traders, new products, and businesses, interpreting of rules and policies, developing and implementing policies and procedures, raising compliance standards across the business, and providing relevant training.

Candidates must have a minimum of 6 years of experience covering cash equities compliance advisory or regulatory compliance.

Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call 3511 6077 for a confidential discussion.

To apply for this job email your details to vchen@ashford-benjamin.com