We are instructed on multiple equities compliance roles with global financial institutions in Hong Kong.

Being a compliance advisory member, you will provide compliance coverage for the equities desk across APAC region. You will be accountable for APAC equities compliance program, advising on regulatory updates, responsible for compliance incidents and breaches, reviewing new business and products initiatives and implementing relevant compliance policies and procedures.

Candidates must have a minimum of 6 years of experience covering equities compliance or regulatory compliance for global markets desk, familiar with equities products and relevant rules and regulations.

Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 2315 9503 for a confidential discussion.

To apply for this job email your details to vchen@ashford-benjamin.com