We are instructed on multiple markets compliance role with global investment banks and hedge funds in Hong Kong.
Being a compliance advisory member, you will be part of the APAC markets compliance team providing compliance coverage for Equities/ Fixed Income business. You will be responsible for new products and businesses and interpretation of rules and policies, developing and implementing policies and procedures, raising compliance standards across the business, and providing relevant training.
Candidates must have a minimum of 5 years of experience covering markets/ equities/ Fixed Income compliance with potential exposure to multiple asset classes. Experience in handling China business will be an advantage.
Please get in touch with Vivian Chen at vchen@ashford-benjamin.com or call +852 2315 9503 for more information.
To apply for this job email your details to vchen@ashford-benjamin.com