We are instructed on an opportunity with a top-tier global financial institution who are looking to hire in Hong Kong. The firm have been a tremendous success story to date, operates as one of the largest platform processing over millions of trades per day.
The role serves as a Head of Compliance for their Hong Kong office and will involve supporting the senior management team on a day-to-day basis. This hire will be expected to build relationships and liaise with internal stakeholders, local regulators, and external partners and be able to anticipate regulatory risk to the firm. This role will involve a lot of cross-over with the regional and global compliance team on regulatory compliance matters, and it will guide them through the latest regulatory updates.
The successful candidate must have over 12 years of compliance experience covering regulatory and business compliance for securities business. Familiar with SFC type 1,2,3 license related rules and regulation, have an aspiration to drive regulatory compliance and country compliance matters.
Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 2315 9503 for a confidential discussion.
To apply for this job email your details to vchen@ashford-benjamin.com
