We are instructed on a senior investment banking capital market compliance advisory role with a global investment bank in Hong Kong.
This is an excellent opportunity for compliance professionals with strong investment banking business backgrounds to develop their careers as senior leaders for the APAC region. The role is responsible for advising investment banking capital market business (IBCM) on compliance-related matters, drafting framework, policies, and procedures, participating in regulatory change and new product projects, guiding control room function on the regional team, and preparing related training materials.
Candidates must have at least 7 years’ of experience covering private-side compliance advisory with leading financial institutions.
For more information get in touch with Vivian Chen at +852 2315 9503 or vchen@ashford-benjamin.com
To apply for this job email your details to vchen@ashford-benjamin.com