We are currently working with a leading financial institution on this compliance role covering private equity business.
You will be responsible to establish and maintain a compliance control framework, policies, and procedures; reviewing and approving new products and business initiatives. You will also be performing investment compliance, regulatory compliance duties.
The candidate should have not less than 4 years’ compliance experience covering alternative investment/funds in asset management business (type4, 9). Able to work closely with internal and external management and stakeholders.
Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call 3511 6077 for a confidential discussion.
To apply for this job email your details to vchen@ashford-benjamin.com