This is an exciting opportunity for candidates with strong regulatory compliance backgrounds to join a rapidly growing platform for their career development.
This role is responsible for establishing regulatory compliance framework, designing internal control procedure, working closely with internal stakeholders and regulator (SFC) on investigations, inspections and inquiry, participate in compliance projects related to regulatory updates including but not limited to privacy, technology compliance, code of conduct, etc. You will also be able to develop regional and global regulatory policies and conduct impact analysis.
Candidates must have a minimum of 5 years of experience covering regulatory compliance with strong understanding of SFC rules and regulation.
To apply for this job email your details to vchen@ashford-benjamin.com