We are instructed on an opportunity with an international Wealth Manager who are looking to hire in Hong Kong.
The role serves as a Head of Compliance (72b and MIC for Compliance) for their Hong Kong office and will lead Regulatory Compliance and Financial Crime Compliance function while involve in supporting the senior management team on a day-to-day basis. This hire will be expected to build relationships and liaise with internal stakeholders, local regulators (HKMA and SFC), and external partners and be able to anticipate regulatory risk to the firm.
The successful candidate must have over 12 years of compliance experience covering regulatory or financial crime compliance and familiarity of HKMA and SFC rules and regulations. Candidate with legal qualifications will be considered as a Head of Legal and Compliance. Cantonese is essential.
Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 2315 9503 for a confidential discussion.
To apply for this job email your details to vchen@ashford-benjamin.com