Ashford Benjamin has engaged by multiple global hedge fund managers seeking Compliance officers to join their teams in Hong Kong.
This is a Compliance Generalist role driving the core, regulatory, and trade compliance control for the APAC business. Your day-to-day will involve interpreting and implementing complex APAC regulatory changes, providing front-office trade advisory, and conducting product due diligence. You will also manage regulatory reporting, oversee the control room, and handle daily compliance operations – including SFC/regional licensing, personal account dealing (PAD), and gifts and entertainment (G&E) – while driving broader APAC trade surveillance and compliance initiatives.
To be considered, candidates must have a minimum of 3 years of compliance experience gained within hedge funds, proprietary trading, investment banks, or asset management firms, backed by a solid understanding of regulatory requirement.
Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 2315 9503 for a confidential discussion.
To apply for this job email your details to vchen@ashford-benjamin.com