Compliance Officer – Prop Trading/Market Maker

Ashford Benjamin are partnering a Global Prop Trading/Market Maker in Singapore who are expanding their APAC FICC Compliance function. The Compliance Officer will be responsible for the full suite of compliance duties, inclusive of both Trade & Non-Trade Compliance, and will manage MAS registration, provide compliance training, provide FICC Compliance advisory to the business and AML from an on-boarding perspective. To be qualified, you must have at least 5 years of relevant compliance experience which could include prior exposure working for a Trading firm, working at MAS, or working within FICC Compliance for a top tier investment bank. The job holder should have strong knowledge of regulatory requirements in relation to capital markets licensing and have prior experience managing OTC derivative contracts.

For more information, please reach out at clim@ashford-benjamin.com or call +65 6277 8530 for a confidential discussion.