We are instructed on multiple mandates for middle to senior-level compliance professionals to join reputable asset managers in Hong Kong.

As a Compliance Specialist, you will play a pivotal role in providing comprehensive compliance advisory services to fund businesses. Your responsibilities will encompass staying updated on the latest rules and regulations, establishing robust compliance programs, implementing effective compliance frameworks and procedures, and overseeing general compliance matters.

To qualify for this position, candidates must have a minimum of 5 years’ experience in compliance advisory, specifically in global markets or funds business. A solid understanding of SFC type 1, 4, and 9 rules and regulations is essential. Additionally, familiarity with China’s rules and regulations would be advantageous.

Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 2315 9503 for a confidential discussion.

To apply for this job email your details to vchen@ashford-benjamin.com