We are currently working with a securities brokerage with decent global presence that is keen to hire a compliance professional to join their team.
You will be responsible end to end compliance, including nut not limited to regulatory compliance, core compliance and financial crime compliance work, establishing and implementing compliance policies, procedure and framework, working closely with global teams on regulatory issues, liaising with regulators and providing compliance training to the business.
Candidates should have no less than 5 years’ experience in compliance from a securities brokerage with exposure in general compliance, regulatory compliance and business advisory.
Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 3511 6077 for a confidential discussion.
To apply for this job email your details to vchen@ashford-benjamin.com