An exciting opportunity for junior to middle control room specialists to join a global financial institution in APAC.

You will maintain the watch and restricted list, maintain and monitor the firm’s information barriers, facilitate wall-crossing and conflict clearance, provide relevant training to business and assist on policies and procedures implementation.

Candidates should have not less than 3 years’ experience in IBD Compliance / Control Room. Chinese (Mandarin or Cantonese) is essential.

Please send your CV to Vivian Chen at, or call +852 2315 9503 for a confidential discussion.

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