An interesting opportunity for junior to middle control room specialists to join a reputable financial institution in Hong Kong.
Responsible for the control room and research compliance function within the APAC region, providing clearance on Investment Research, maintaining watch list and restricted list, and developing a relevant compliance framework and policy. You will also participate in regulatory inquiries and inspections.
The ideal candidate should possess at least 4 years of experience in control room and research compliance, with a strong background in APAC operations and direct exposure to collaborating with global management teams.
Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 2315 9503 for a confidential discussion.
To apply for this job email your details to vchen@ashford-benjamin.com