We have been mandated with an Equities Compliance position within a Global Trading platform in Hong Kong.
In the role of a Compliance Advisor, you will be responsible for providing comprehensive compliance coverage to Equities desk across the APAC region. Your key responsibilities will include overseeing the APAC compliance program, offering guidance on regulatory updates, managing compliance incidents and breaches, reviewing new business and product initiatives, and implementing pertinent compliance policies and procedures.
To be considered for this role, candidates must have a minimum of 10 years of experience in Equities Compliance from buy/ sell side environment. It is crucial to have a strong familiarity with equities products and the relevant rules and regulations for the APAC region.
Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 2315 9503 for a confidential discussion.
To apply for this job email your details to vchen@ashford-benjamin.com