We are working on an opportunity with a global investment bank who is hiring a senior Fixed Income Compliance professional to join their team in Hong Kong. This is a markets advisory role potentially leading the FICC Compliance team in the region.
You will be responsible to provide compliance advice on Fixed Income products and transactions, implement Fixed Income Global Markets related compliance policies and procedures in accordance with relevant rules and regulations, participate in new product approvals, and developing appropriate compliance and regulatory trading for the fixed income desk, work closely with trade surveillance team to advise on escalation cases and assurance team for Fixed Income business compliance review.
Candidate must have not less than 10 years of related experience in fixed income compliance or related field. With a solid knowledge of APAC markets and regulatory regimes, hands-on experience handling FX, Rates, Credit/ Commodities products. Exposure to PRC regulation would be advantageous.
Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 3511 6077 for a confidential discussion.
To apply for this job email your details to vchen@ashford-benjamin.com