We are instructed on a Head of Regulatory Compliance role with a global investment bank in Hong Kong.

You will be the primary point of contact for local regulators including HKMA and SFC. Responsible for regulatory advice to various stakeholders, implementing compliance policies and procedures according to latest rules and regulations, handling regulatory enquiries, examination, inspection and questionaries, supporting business and product initiatives, and working closely with the APAC and global team on regulatory compliance-related matters.

Candidates must have a minimum of 13 years’ experience in regulatory compliance, familiar with HKMA and SFC rules and regulations. Ideally with experience covering corporate and investment banking business. People management experience would be ideal.

Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 2315 9503 for a confidential discussion.


To apply for this job email your details to vchen@ashford-benjamin.com