Ashford Benjamin is partnering with multiple global asset managers and securities houses who are keen to hire middle to senior-level compliance officers to join their Japan office.
As a senior compliance member, you will be providing compliance advisory services to the Japan investment/securities business with exposure to APAC desks. You will be overseeing the Japan compliance program, offering guidance on regulatory updates, managing compliance incidents and breaches, reviewing new business and product initiatives, and implementing pertinent compliance policies and procedures.
Candidates must have a minimum of 8 years compliance experience gained at hedge funds, proprietary trading, investment banks, or asset managers, with solid experience in handling global markets, securities, and asset management businesses. Proficiency in the Japanese language is essential.
Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 2315 9503 for a confidential discussion.
To apply for this job email your details to vchen@ashford-benjamin.com