Ashford Benjamin is partnering with a global trading platform that are keen to expand their compliance team in Hong Kong.
In the role of a Compliance Advisor, you will be responsible for providing comprehensive compliance coverage to trading activities (including Equities, Fixed Income and Digital Assets) across the APAC region. Your key responsibilities will include overseeing the APAC compliance program, offering guidance on regulatory updates, managing pre and post trade control, compliance incidents and breaches, reviewing new business and product initiatives, and implementing pertinent compliance policies and procedures while supporting core and regulatory compliance work.
To be considered for this role, candidates must have a minimum of 6 years of Markets Compliance/ Investment Compliance experience with global financial institutions. Familiar with APAC Equities.
Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 2315 9503 for a confidential discussion.
To apply for this job email your details to vchen@ashford-benjamin.com