Ashford Benjamin is partnering with a Global Trading Platform to expand their Surveillance team in Hong Kong/Australia.
In this role, you will be responsible for the timely analysis of alerts leading to the detection and prevention of market or firm-damaging misconduct, identifying potential concerns, and escalating abnormal activities to surveillance senior management. You will contribute to the design and development of models to enhance surveillance coverage—including conduct risk, compliance policies, and market manipulation—while performing ad-hoc reviews of complex trading activity to resolve issues efficiently. Additionally, you will compile detailed analyses and make findings available to key stakeholders such as Legal and Compliance.
Candidates should have not less than 4 years of experience in market surveillance, trade monitoring, or compliance within financial services, paired with a strong analytical mindset, attention to detail, and the ability to investigate trading anomalies effectively.
Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 2315 9503 for a confidential discussion.
To apply for this job email your details to vchen@ashford-benjamin.com