We are instructed on multiple opportunities for middle-level regulatory compliance professionals to join leading financial institutions in Hong Kong.

You will be responsible for regulatory advice to various stakeholders, implementing compliance policies and procedures according to rules and regulations, supporting business initiatives, and working closely with the APAC and global team on regulatory compliance-related matters.

Candidates must have a minimum of 6 years’ experience in regulatory compliance, familiar with SFC rules and regulations. Ideally with experience covering wealth management or global markets business. Fluency in Mandarin is essential.

Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 2315 9503 for a confidential discussion.

To apply for this job email your details to vchen@ashford-benjamin.com