We are instructed on multiple opportunities for Mid-Senior level regulatory compliance professionals to join reputable financial institutions with a decent global footprint in Hong Kong.
You will be responsible for regulatory advice to various stakeholders, implementing compliance policies and procedures according to rules and regulations, supporting business initiatives, and working closely with the APAC and global team on regulatory compliance-related matters.
Candidates must have a minimum of 10 years’ experience in Regulatory Compliance, familiar with SFC rules and regulations. Familiar with Global Markets and Securities Brokerage business.
Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 2315 9503 for a confidential discussion.
To apply for this job email your details to vchen@ashford-benjamin.com