We are instructed on a senior markets compliance role with a global investment bank in Hong Kong.
Being a compliance advisory member, you will lead the APAC equities/ markets compliance team providing compliance coverage for the business. You will be responsible for new products and businesses and interpretation of rules and policies, developing and implementing policies and procedures, raising compliance standards across the business, and providing relevant training.
Candidates must have a minimum of 15 years of experience covering markets/ equities compliance with team management exposure.
For more information get in touch with Vivian Chen at +852 2315 9503 or vchen@ashford-benjamin.com
To apply for this job email your details to vchen@ashford-benjamin.com