We are instructed on a Regulatory Compliance role with a top-tier investment manager in Hong Kong.
You will work closely with the APAC team covering country regulatory compliance work which includes but not limit to licensing, personal account dealing, and regulatory reporting. Providing compliance training and liaising with regulators. Advising on incidents/ complaint cases.
Candidates must have a minimum of 5 years’ experience covering central and regulatory compliance at a global investment management platform.
Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 2315 9503 for a confidential discussion.
To apply for this job email your details to vchen@ashford-benjamin.com