Ashford Benjamin is partnering with a global hedge fund that is looking to expand its Compliance team in Hong Kong.
You will be responsible for ensuring that all investments and portfolios comply with regulatory regimes by reviewing, monitoring, and performing pre-trade and post-trade compliance checks; providing updates on rules and regulations; overseeing the maintenance of Restricted Lists and Watch Lists to effectively monitor and control the flow of Material Non-Public Information (MNPI)and coordinating investigations into breaches and errors, abnormal trades, investment misconduct, and related matters.
The ideal candidate will have at least 8 years of hands-on experience in investment compliance or as a compliance generalist within an asset manager.
Please send your CV to Vivian Chen at vchen@ashford-benjamin.com, or call +852 2315 9503 for a confidential discussion.
To apply for this job email your details to vchen@ashford-benjamin.com